Q/A

1. Deep Liquidity

-Is an ATS.

2. What is an ATS?

-An ATS, (alternative trading system) is an electronic stock exchange platform matching buyers and sellers of securities.

3. What makes DL different?

-Order types-

Patented Order Type; “Nickel Market”

-Provides guaranteed liquidity

-Provides firms and investors the ability to negotiate price and size of orders.

-Provides firms and liquidity providers more cost effective means to cross orders

-Provides firms more cost effective means to internalize order flow.

-Financial Services

-Provides firms better control of how their orders are handled and executed

-Provides cost effective clearing/execution/access to customized algorithmic tool sets.

4. What is the scalability of the opportunity?

-DL can accommodate volumes of any major stock exchange.

-DL will maintain introducing broker agreements with major Prime Brokerage firms who will house, process and bill accounts introduced under a wholesale agreement.

-DL will subcontract execution based on a wholesale price agreement.

5. Credentials/Licenses

-FINRA BD, SEC approved, Wedbush Securities - clearing agreement in place.

6. Technology

-Designed by Lab 49, NYC. Lab 49 is a technology consulting firm that builds advanced solutions for the financial services industry. Lab 49 clients include many of the world’s largest investment banks and exchanges.

-Technology has been tested, activated, and orders have been printed trades to the tape.

7. Targeted clients

-BD’s, Hedge Funds, Institutions, Prime Brokers, Retail Firms

-Order flow providers

-Liquidity providers

Summary

-Deep Liquidity is a unique “alternative” electronic marketplace.

-Empowers order flow and liquidity providers.

Provides institutions and flow providers “control” of their flow;

• Lit markets
• Guaranteed liquidity-Price and size
• Cost effective clearing and execution

-Deep Liquidity levels the playing field and gives financial market participants a choice.